510-743-XXXX

Spam

CERTIFIED FINANCIAL PLANNER™ Professional Search Results Detail      HelpName:    Robert M. DahlstedtCFP Board Public Disciplinary History:    YesCFP® Prac***ioner:    N/ACompany Name:    Aladino Financial ServicesBusiness Address:    2551 San Ramon Valley Blvd Ste 215San Ramon CA 94583-1662United StatesPhone Number:    510-743-2740CFP® Certification Status:    SUSPENDEDUse of this information by business organizations wishing to solicit CFP® professionals is expressly prohibited by Certified Financial Planner Board of Standards Inc.CFP Board Public Disciplinary History:Effective Date: 8/14/1997CFP Board suspended Mr. Dahlstedt's right to use the CFP marks for one year and one day after he disclosed that a client had initiated an NASD arbitration seeking $191,000 in compensatory damages a***nst him, his broker/dealers, and others, alleging claims of suitability, negligence, professional malpractice, breach of contract, breach of fiduciary duty, and fraud. CFP Board found that Mr. Dahlstedt had recommended investments that resulted in an over-concentration of the client’s portfolio in unsuitable limited partnerships. In addition, Mr. Dahlstedt failed to properly notify the client of his firm’s****ociation with companies to which the client had loaned money. The matter was settled jointly by Mr. Dahlstedt’s broker/dealers and his errors and omissions insurance carrier for a sum of $225,000. The arbitration claim was the only complaint filed a***nst Mr. Dahlstedt during his career, and he was required to contribute only the amount of his insurance deductible to the settlement.Role of the Disciplinary and Ethics CommissionThe Disciplinary and Ethics Commission (formerly known as the Board of Professional Review) is a nine-member commission of CFP® professionals that is responsible for interpreting and applying CFP Board's Code of Ethics and Professional Responsibility and Financial Planning Practice Standards to specific fact situations involving certificants and imposing, where necessary, the appropriate discipline. Learn more about CFP Board's disciplinary process.

called at 12:28 on 10/14/08. i didn't pick up. left no message. when i returned the called i got a weird tone.